Fiduciary Oversight and Consulting – Austin
Fiduciary risk, plan compliance, participant outcomes—we help you manage all three. Serving Austin employers with tailored retirement plan oversight and fiduciary guidance.
We offer fiduciary-first consulting that puts your plan participants’ interests first
- Guidance across 401(k), 403(b), pension, SEP, and SIMPLE IRA structures
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Compliance support aligned with ERISA, IRS, and DOL standards
- Austin-based with national fiduciary oversight and advisory clients
- Financial Planning, Tax Planning, Business Planning and Alternative Investment options
- Austin based presence with clients worldwide
- Full integration with Financial, Tax, and Business Planning strategies
- Employer retirement plan optimization built for clarity and accountability
- Transparent fee benchmarking and fiduciary documentation workflows
- Trusted by growth-stage firms, professional practices, and local nonprofits
At Strategic Capital, we offer more than compliance—we offer clarity, accountability, and strategy.
Our fiduciary consulting team serves businesses, plan sponsors, and trustees throughout Austin.
Whether you’re managing a 401(k), 403(b), or complex employer-sponsored plan, we help you reduce liability, improve plan integrity, and align every decision with your fiduciary obligations.
Every plan we manage includes direct access to a credentialed fiduciary team and a customized process built around your business goals.
Strategic Capital has been Featured on the following Financial Media Platforms:
Frequently Asked Questions About Fiduciary Oversight & Retirement Plans
What is fiduciary oversight in a retirement plan?
Fiduciary oversight refers to the legal and ethical responsibility of plan sponsors or trustees to act in the best interest of plan participants. This includes managing fees, monitoring investments, avoiding conflicts of interest, and documenting all plan-related decisions.
What happens if I don’t follow fiduciary rules?
Failing to meet fiduciary duties can lead to fines, audits, lawsuits, and personal liability. Strategic Capital helps you stay in compliance and avoid costly missteps by proactively managing fiduciary responsibilities.
Do I need a fiduciary consultant if I already offer a 401(k)?
Yes. Most 401(k) providers are not fiduciaries. A fiduciary consultant ensures your plan is operating in compliance with ERISA standards, reduces your legal risk, and improves outcomes for employees.
Can these services be customized for nonprofits or municipal plans?
Absolutely. We have experience working with 403(b), 457, and other specialized plans, and we tailor our fiduciary consulting to the unique legal and structural needs of nonprofit and public entities.
Our Fiduciary Services in Austin
Fiduciary Oversight & Consulting
Governance strategies to protect plan sponsors. From documentation to investment committee reviews, we help ensure ERISA-aligned oversight.
401(k) Plan Design & Administration
Custom retirement plan design, compliance testing, participant onboarding, and audit-ready recordkeeping.
Employer-Sponsored Retirement Plan Solutions
SEP, SIMPLE IRA, 403(b), Profit-Sharing, Defined Benefit—we help you choose, implement, and manage the right plan.
Retirement Education & Participant Support
Clear education for your employees. One-on-one consultations, webinars, and onboarding to improve participation and financial confidence.
Regulatory Compliance & Risk Management
Reduce exposure to DOL and IRS audits. We perform compliance reviews, maintain defensible documentation, and benchmark your plan’s fees.
Financial Planning
We are Financial Advisors that take a holistic approach to your complete financial picture. First and Foremost we are Fiduciaries, and have your best interest as our focus.
Financial Securities
We offer traditional Market offerings (stocks, bonds, mutual funds, and ETFs) to our clientele, including other, more sophisticated offerings in the public markets.
Alternative Investments
Alternative Investments can help sophisticated and accredited investors meet financial goals and hedge market disruptions. We can help you navigate prudent Alternatives.
Strategic Financial Network
We're facilitators of financial resources that can help the right investors get the vehicles to fund important progression in their wealth management & business timelines.
Meet your Advisors who specialize in Investment Management and offer prudent Insurance planning options in Austin
Adam D'Acierno
Founding Partner - Financial Advisor
I specialize in helping entrepreneurs and businesses identify their needs, define success, and implement strategies to accomplish their goals.
Bobby Russell
Founding Partner - Financial Advisor
My comprehensive process embraces investments and insurance as an asset so that your whole financial life is magnified.
Chris Hernandez
Founding Partner - Financial Advisor
I believe this combination of independence and teamwork is the best way to serve clients. It lets me provide you with the highest quality financial planning services, built for life long relationships with you.
Who We Serve with Fiduciary Services, and strategic Planning for Retirement
From solo practitioners to fast-growing startups, our clients include:
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- Austin-based professional firms
- Schools and nonprofit organizations
- Physician and dental offices
- Local tech and service companies
- Employers managing multi-million-dollar 401(k) plans
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Every client receives hands-on guidance, fiduciary documentation support, and ongoing consultation—no outsourcing, no guesswork.
We offer Investment Management and Insurance Services in Austin, to the following types of clients:
Entrepreneurs & Businesses
We work with business owners, entrepreneurs and high-level employees with sizable compensation packages. From traditional planning to innovative solutions that improve capabilities – we can advise you.
Affluent Individuals and Families
We are wealth management professionals that help families and individuals that are already affluent to protect and grow wealth to continue sustainability.
Windfall Recipients
Whether you are already comfortable with wealth or experiencing large windfall amounts for the first time – we can help you keep that new windfall and protect your future.
Employer Sponsors
We work with group retirement plans and sponsored or qualified plans to ensure stakeholders can get maximum benefit from contributions, and the plan can be sustainably grown and managed for risk.
Ready to Elevate Your Fiduciary Oversight?
We’ll review your current plan, identify improvement areas, and show you how our process delivers compliance and confidence—year after year.